Compli-Quiz
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#1. The interest received on general client account is:
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#2. You pay the firm's practising certificates from the business account.
When posting the transaction, What VAT rate should you select when posting the payment to the accounting system?
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#3. Section 18 of the Legal Sector Affinity Group (LSAG) guidance covers red flags and warning signs for us to look out for regarding AML and CTF. If we have red flags and warning signs come up we are not allowed to take on the client:
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#4. If client money is legitimately retained for a specified reason, are you required to regularly update the client?
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#5. When a client needs to make a complaint about your firm, they must follow the firm’s complaints procedures. If they are not happy with the way the complaint has been dealt with, they will then take it further by going to the Legal Ombudsman (LeO). They must make their complaint to LeO within which time scale after the firm’s final response to them?
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Created: January 6, 2023 | Last Updated on November 15, 2024
